SEC Definition of Immediate Family 2019



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SEC Definition of Immediate Family 2019

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Nasdaq – SEC.gov

Jun 12, 2019 … Rule Change to Amend the Definition of Family Member in Listing Rule … notice
is hereby given that on May 29, 2019, The Nasdaq Stock Market LLC …. York
Stock Exchange's (“NYSE”) definition of an “immediate family …

Notice of Filing of a Proposed Rule Change to Amend … – SEC.gov

Aug 2, 2019 … notice is hereby given that on July 26, 2019, Financial Industry Regulatory …..
definition of “immediate family member” under FINRA Rule 5130 …

Order Instituting Proceedings to Determine Whether to … – SEC.gov

Sep 13, 2019 … disapprove the proposed rule change, to September 16, 2019. 4 … Nasdaq has
proposed to amend the definition of Family Member in Nasdaq Rule …. Section
303A.02 uses, and defines, the term “immediate family member”, …

August 29, 2019 Jill M. Peterson Assistant Secretary … – SEC.gov

Aug 29, 2019 … focus on FINRA's proposed revised definition of “family investment … to buy or
sell securities for such an entity is an 'immediate family member'.

Auditor Independence With Respect to Certain Loans or … – SEC.gov

Jun 18, 2019 … the definition of “audit client,” for a fund under audit, any other funds, that …
DATES: The final rules are effective on October 3, 2019. ….. command), or (c) any
of the covered person's immediate family members has any loan.

Proposed Rule: Proposed Amendments to the National … – SEC.gov

Sep 9, 2019 … DATES: Comments should be received on or before October 28, 2019. ….. Fixed
versus Relative Financial Accountability Milestone Dates . …. noticed for
immediate effectiveness amendments to the Plan to add MIAX Pearl, LLC … are
used as defined in Rule 613, in the CAT NMS Plan, or in this release. 5.

Proposed Rule: Securities Offering Reform for Closed … – SEC.gov

Mar 20, 2019 … DATES: Comments should be received by June 10, 2019. …. Investment
Company Act and BDCs from the definition of ….. Acts direct that we make
available to these investment companies the securities offering rules that are ……
about a particular seasoned fund, relative to that fund's registration statement.

Business Expenses – Internal Revenue Service

Jul 24, 2019 … section 162(q) provides that no deduction is al- lowed under section …… uary 1,
2019, and immediately pay your rent for the entire 12-month …

Order Instituting Proceedings to Determine Whether to … – SEC.gov

Jul 29, 2019 … On April 11, 2019, Financial Industry Regulatory Authority, Inc. …. FINRA
proposes to define the term “Underwriting Compensation” in proposed Rule …
member, and any immediate family of an associated person of the …

New Jersey State Laws and Published Ordinances – ATF

Sec. 2C:39-4.1 Weapons; controlled dangerous substances and other offenses,
… 2C:58-21 Definitions relative to extreme risk protective orders [Effective … 2C:
58-26 Surrender of firearms upon issuance of order [Effective September 1, 2019]
… immediate surrender to a law enforcement officer of any firearm that has not …

Housing Assistance Payments Contract – HUD

assistance for the family under the Section 8 voucher program (see HUD
program ….. “Immediate family member” means the spouse, parent. (including a …

Chapter 724 – Family and Medical Leave (FMLA) – Division of …

Issue Date: August 1999. Revised: February 2019 … Sec. 724.040 Definitions.
Sec. 724.150 Return from Leave. Sec. 724.050 Eligibility Requirements. Sec. …..
are different from the definitions of “immediate family” found at s. ER 18.01(4),
Wis.

SECTION 1: TENANT ELIGIBILITY REQUIREMENTS [7 CFR …

(1) As defined in section 501(b) of the Housing Act of 1949. The person is the
head …… The term “guardian” means immediate family member, relative or friend.

Indiana Notary Public Guide – INBiz – IN.gov

Revised April 30, 2019. 1. Indiana …. Sec. 3. (a) A commission as a notary public
does not allow a person to perform the following: ….. The term “jurisdiction”
means authority with respect to the parties, subject matter and place. …… For
purposes of this chapter, an individual's "immediate family" includes the spouse,
children,.

State Operations Manual – CMS.gov

In addition to meeting the requirements of specified in the definition of “distinct ….
(see section 1819(a)(1) of the Act), and for Medicaid, and NF (see section 1919(a
)(1) of … A fully sprinklered long term care facility is one that has all areas …..
justification and/or placement is against the will of the resident, their family, and/
or.

federal acquisition regulation – Acquisition.GOV

Beginning in fiscal year 2019, designation of Federal … Amend section 19.001, in
the defined term “Concern” … Removing from the definition “Designated …… and
conditions of the contract nor in any way direct the contractor or its …… (i)
Financial interests of the covered employee, of close family members, or of other
 …

2019 Lobbying in Mississippi – Mississippi Secretary of State – MS …

Jan 30, 2019 … Mississippi law excludes certain individuals from the definition of “lobbyist” and
….. Sec. 5-8-9. Report of expenditures of Lobbyist's Client; exceptions. Sec. 5-8-
11. … employee or a member of that person's immediate family.

Illinois Department of Children and Family Services … – Illinois.gov

Jun 22, 2018 … Section. 407.200. Program Requirements for All Ages. 407.210 … amended at 43
Ill. Reg. 224, effective January 1, 2019. … Children and Family Services, Office of
Rules and Procedures, 406 E. Monroe Street,. Station # 65 … "Child care staff"
means all staff members providing direct care to children.